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How To Audit Your Employee Screening Process

Why do you need an audit for the employee screening process?

Recent years have brought significant changes to the regulatory and legal environment of employment background screening. With EEOC and FCRA-related litigation on the rise, and a record-setting $4.4 million settlement in the transportation industry for failing to provide candidates with their rights involving records used during the hiring process, there’s never been a more apropos time for organizations to evaluate their employee screening process.

Regular employment screening audits help to ensure the alignment of employment screening practices with changes in employment law. These audits shore up gaps, identify opportunities for process improvement, help insulate organizations from costly litigation, and ultimately, make an organization’s workforce stronger and safer.


5 tips for a better screening process


Here are 5 Tips on how to audit your employee screening process

While not a comprehensive list, the following represents a few best practices to consider while auditing background screening processes.

1. Work with an Accredited Consumer Reporting Agency

Accreditation is an important seal of approval that organizations should look for when partnering with a background screening provider. Less than 2% of consumer reporting agencies achieve accreditation. The experienced elite earns accreditation through a rigid and important approval process. Accredited background check providers have proven expertise, a positive compliance history, and systems to align with the latest employment laws, making them a valuable asset to your organization.

2. Assess Attorney-Client Privilege Protection

Remember that any information gathered during an audit could potentially be used in future litigation. As such, counsel can help to clarify how an organization will be protected. At the onset of an audit, legal counsel should determine if any work-in-progress documentation or subsequent changes will be protected by the attorney-client privilege.

3. Involve Cross-Functional Stakeholders

While an organization’s employee screening process touches everyone in the organization as part of the hiring process, particular stakeholders can provide valuable insights for an auditing exercise. Including representatives from human resources, legal, compliance, security, and operations will provide a well-rounded perspective and ensure alignment with other corporate-wide initiatives.

4. Assign an In-House Expert

While auditing, it is beneficial to designate at least one employment screening expert. This expert will stay abreast of the complex issues surrounding background screening and employment law. In-house experts should work closely with the organization’s background screening partner and internal teams to ensure full compliance with federal, state, and local employment laws. In addition, these designated experts should provide regular updates of pending and recent changes that impact screening programs.

5. Include All Locations

Organizations with multiple locations have additional communication, and their employee screening process audit needs to address. Representative stakeholders from each location should be part of the audit process. In addition, these location-based representatives should serve as ambassadors for implementing necessary updates at their respective locations. Some organizations will choose to centralize these efforts through corporate offices. Other businesses might allow field offices to make the final hiring determinations. In any case, the key to compliance comes from streamlining processes and establishing clear communication channels for disseminating important updates to everyone involved.

This is a shortlist of the best processes organizations should consider when auditing their employee screening practices. It will assist organizations in focusing their efforts and bringing together the right support team.

As part of the accredited elite, Peopletrail provides Actionable Insight You Trust. If you would like to review your background screening program for compliance, please give us a call at 866.718.7155 or schedule a complimentary consultation today.


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